| Id | Decision Date | Employer | Status | Job Title | Wage Offer |
| I-200-16225-586943 | 2017-09-19 | UBS SECURITIES LLC | CERTIFIED-WITHDRAWN | ASSOCIATE DIRECTOR, EQUITY RESEARCH ASSOCIATE, OIL | 95,500.00 to 140,000.00/Year |
| I-200-17251-846135 | 2017-09-08 | UBS SECURITIES LLC | Certified | EQUITY RESEARCH ASSOCIATE - SEMICONDUCTORS | 110,000.00 to 160,000.00/Year |
| I-200-17244-715456 | 2017-09-05 | UBS SECURITIES LLC | Certified | ASSOCIATE DIRECTOR, QUANTITATIVE DEVELOPER | 110,000.00 to 160,000.00/Year |
| I-200-15272-790546 | 2017-08-18 | UBS SECURITIES LLC | CERTIFIED-WITHDRAWN | ASSOCIATE DIRECTOR, QUANT TRADER | 140,000.00 to 150,000.00/Year |
| I-200-17006-024018 | 2017-08-11 | UBS SECURITIES LLC | CERTIFIED-WITHDRAWN | ASSOCIATE DIRECTOR, EQUITY RESEARCH ASSOCIATE | 130,000.00 to 160,000.00/Year |
| I-200-17216-085790 | 2017-08-09 | UBS SECURITIES LLC | Certified | JAVA DEVELOPER | 87,000.00 to 100,000.00/Year |
| I-200-17216-541691 | 2017-08-08 | UBS SECURITIES LLC | Certified | ASSOCIATE DIRECTOR, BUSINESS ANALYST - DATA PRODUCTS | 137,000.00 to 160,000.00/Year |
| I-200-17033-135724 | 2017-08-02 | UBS SECURITIES LLC | CERTIFIED-WITHDRAWN | ANALYST | 85,000.00 to 95,000.00/Year |
| I-200-17207-984266 | 2017-07-26 | UBS SECURITIES LLC | Certified | JAVA DEVELOPER | 66,500.00 to 100,000.00/Year |
| I-200-17194-478747 | 2017-07-14 | UBS SECURITIES LLC | Certified | OPTIONS TRADER | 190,000.00 to 200,000.00/Year |
| I-200-14351-481161 | 2017-07-13 | UBS SECURITIES LLC | CERTIFIED-WITHDRAWN | INVESTMENT BANKER | 96,000.00 to 125,000.00/Year |
| I-200-14351-961207 | 2017-07-13 | UBS SECURITIES LLC | CERTIFIED-WITHDRAWN | ANALYST, INVESTMENT BANKING | 66,500.00 to 85,000.00/Year |
| I-200-17193-151207 | 2017-07-13 | UBS SECURITIES LLC | Certified | ASSOCIATE DIRECTOR, BUSINESS ANALYST - DATA PRODUCTS | 130,000.00 to 160,000.00/Year |
| I-200-16060-769371 | 2017-07-13 | UBS SECURITIES LLC | CERTIFIED-WITHDRAWN | ANALYST, INVESTMENT BANKING | 66,000.00 to 85,000.00/Year |
| I-200-16060-006097 | 2017-07-13 | UBS SECURITIES LLC | CERTIFIED-WITHDRAWN | INVESTMENT BANKER | 95,000.00 to 125,000.00/Year |
| I-200-17033-338190 | 2017-07-13 | UBS SECURITIES LLC | CERTIFIED-WITHDRAWN | ASSOCIATE | 96,000.00 to 125,000.00/Year |
| I-200-17033-114769 | 2017-07-13 | UBS SECURITIES LLC | CERTIFIED-WITHDRAWN | ANALYST | 66,000.00 to 85,000.00/Year |
| I-200-17033-702772 | 2017-07-13 | UBS SECURITIES LLC | CERTIFIED-WITHDRAWN | ANALYST | 32,000.00 to 45,000.00/Year |
| I-200-17181-871585 | 2017-07-11 | UBS SECURITIES LLC | Certified | PRICING AND RISK ANALYST | 90,000.00 to 100,000.00/Year |
| I-201-17139-925861 | 2017-06-02 | UBS SECURITIES LLC | CERTIFIED | ASSOCIATE DIRECTOR, STRATEGIST | 100,000.00 to 175,000.00/Year |
| I-200-17117-275841 | 2017-04-27 | UBS SECURITIES LLC | Certified | AUTHORIZED OFFICER, DATA ANALYST | 85,000.00 to 90,000.00/Year |
| I-203-17109-140012 | 2017-04-26 | UBS SECURITIES LLC | CERTIFIED | ANALYST, LEVERAGED FINANCE & FINANCIAL SPONSORS | 66,000.00 to 95,000.00/Year |
| I-200-16064-331690 | 2017-04-11 | UBS SECURITIES LLC | CERTIFIED-WITHDRAWN | EXECUTIVE DIRECTOR, STRUCTURED FUNDING / FIG SOLUTIONS | 154,000.00 to 225,000.00/Year |
| I-200-17075-786459 | 2017-03-23 | UBS SECURITIES LLC | Certified | ASSOCIATE DIRECTOR, INVESTMENT BANKER | 154,500.00 to 200,000.00/Year |
| I-200-17079-692750 | 2017-03-21 | UBS SECURITIES LLC | Certified | ASSOCIATE DIRECTOR, STRATEGIST | 100,000.00 to 175,000.00/Year |
| I-200-17076-067533 | 2017-03-17 | UBS SECURITIES LLC | Certified | DIRECTOR | 136,500.00 to 180,000.00/Year |
| I-200-17076-746071 | 2017-03-17 | UBS SECURITIES LLC | Certified | DIRECTOR, EQUITY CAPITAL MARKET (ECM) ORIGINATION OFFICER | 154,500.00 to 240,000.00/Year |
| I-200-17075-059620 | 2017-03-16 | UBS SECURITIES LLC | Certified | ANALYST | 85,000.00 to 95,000.00/Year |
| I-200-17069-982269 | 2017-03-16 | UBS SECURITIES LLC | Certified | DIRECTOR | 225,000.00 to 250,000.00/Year |
| I-200-17074-023881 | 2017-03-15 | UBS SECURITIES LLC | Certified | ANALYST | 80,000.00 to 90,000.00/Year |
| I-200-17073-393882 | 2017-03-14 | UBS SECURITIES LLC | Certified | ANALYST | 85,000.00 to 95,000.00/Year |
| I-200-17055-845149 | 2017-03-13 | UBS SECURITIES LLC | Certified | INVESTMENT BANKING ASSOCIATE | 95,500.00 to 125,000.00/Year |
| I-200-17072-066636 | 2017-03-13 | UBS SECURITIES LLC | Certified | ANALYST | 91,000.00 to 95,000.00/Year |
| I-200-17047-121276 | 2017-03-10 | UBS SECURITIES LLC | Certified | EXECUTIVE DIRECTOR, CREDIT EXECUTION SERVICES - AMERICAS | 200,000.00 to 300,000.00/Year |
| I-200-17055-301180 | 2017-03-10 | UBS SECURITIES LLC | Certified | RMM QUANTITATIVE TRADING ANALYST | 90,000.00 to 140,000.00/Year |
| I-200-17068-525963 | 2017-03-09 | UBS SECURITIES LLC | Certified | DIRECTOR | 150,000.00 to 200,000.00/Year |
| I-200-17067-580775 | 2017-03-08 | UBS SECURITIES LLC | Certified | INVESTMENT BANKING ANALYST | 66,000.00 to 90,000.00/Year |
| I-200-17054-286512 | 2017-03-07 | UBS SECURITIES LLC | Certified | DIRECTOR | 154,500.00 to 195,000.00/Year |
| I-200-17065-691827 | 2017-03-07 | UBS SECURITIES LLC | Certified | INVESTMENT BANKING ASSOCIATE | 95,500.00 to 125,000.00/Year |
| I-200-17065-122151 | 2017-03-07 | UBS SECURITIES LLC | Certified | ASSOCIATE DIRECTOR, FINANCIAL ANALYST - BIOTECHNOLOGY RESEAR | 125,000.00 to 160,000.00/Year |
| I-200-17061-057957 | 2017-03-07 | UBS SECURITIES LLC | Certified | ASSOCIATE DIRECTOR, INVESTMENT BANKER - CCS | 150,000.00 to 200,000.00/Year |
| I-200-17054-236194 | 2017-03-02 | UBS SECURITIES LLC | Certified | MANAGING DIRECTOR, INVESTMENT BANKER / ENERGY | 275,000.00 to 350,000.00/Year |
| I-200-17047-669785 | 2017-03-02 | UBS SECURITIES LLC | Certified | DIRECTOR, QUANTITATIVE ANALYST | 95,500.00 to 155,000.00/Year |
| I-200-17055-253408 | 2017-02-28 | UBS SECURITIES LLC | Certified | INVESTMENT BANKING ASSOCIATE | 95,500.00 to 125,000.00/Year |
| I-200-17055-588655 | 2017-02-28 | UBS SECURITIES LLC | Certified | ANALYST | 85,000.00 to 95,000.00/Year |
| I-200-17055-671071 | 2017-02-28 | UBS SECURITIES LLC | Certified | ANALYST | 85,000.00 to 95,000.00/Year |
| I-200-17055-213733 | 2017-02-28 | UBS SECURITIES LLC | Certified | ANALYST | 85,000.00 to 95,000.00/Year |
| I-200-17055-435687 | 2017-02-28 | UBS SECURITIES LLC | Certified | ANALYST | 85,000.00 to 95,000.00/Year |
| I-200-17055-680323 | 2017-02-28 | UBS SECURITIES LLC | Certified | INVESTMENT BANKING ASSOCIATE | 95,500.00 to 125,000.00/Year |
| I-200-17055-989574 | 2017-02-28 | UBS SECURITIES LLC | Certified | INVESTMENT BANKING ASSOCIATE | 95,500.00 to 125,000.00/Year |
| I-200-17055-390356 | 2017-02-28 | UBS SECURITIES LLC | Certified | ASSOCIATE DIRECTOR, QUANTITATIVE ANALYST | 125,000.00 to 130,000.00/Year |
| I-200-17059-787023 | 2017-02-28 | UBS SECURITIES LLC | WITHDRAWN | ASSOCIATE DIRECTOR, CAPITAL ADVISORY ANALYST / TREASURY GOVE | 96,000.00 to 105,000.00/Year |
| I-200-17053-216612 | 2017-02-27 | UBS SECURITIES LLC | Certified | EXECUTIVE DIRECTOR, EQUITY CAPITAL MARKETS ORIGINATION - CON | 260,000.00 to 275,000.00/Year |
| I-200-17034-251542 | 2017-02-24 | UBS SECURITIES LLC | Certified | ANALYST | 85,000.00 to 95,000.00/Year |
| I-200-17055-235264 | 2017-02-24 | UBS SECURITIES LLC | Certified | ANALYST, INVESTMENT BANKING DEPARTMENT | 66,000.00 to 85,000.00/Year |
| I-200-17039-752997 | 2017-02-24 | UBS SECURITIES LLC | Certified | ALGORITHMIC TRADER | 70,500.00 to 95,000.00/Year |
| I-200-17039-192123 | 2017-02-24 | UBS SECURITIES LLC | Certified | SECURITIES LENDING TRADER | 66,000.00 to 85,000.00/Year |
| I-203-16020-016948 | 2017-02-24 | UBS SECURITIES LLC | CERTIFIED-WITHDRAWN | INVESTMENT BANKING ANALYST | 85,000.00 to 95,000.00/Year |
| I-200-17027-940328 | 2017-02-24 | UBS SECURITIES LLC | Certified | ASSOCIATE DIRECTOR, EQUITY RESEARCH ASSOCIATE | 100,000.00 to 140,000.00/Year |
| I-200-17033-307480 | 2017-02-24 | UBS SECURITIES LLC | Certified | ASSOCIATE DIRECTOR, MACRO STRATEGIST | 120,000.00 to 160,000.00/Year |
| I-200-17044-831564 | 2017-02-24 | UBS SECURITIES LLC | Certified | ANALYST | 66,000.00 to 95,000.00/Year |
| I-200-17047-590270 | 2017-02-21 | UBS SECURITIES LLC | Certified | ANALYST | 85,000.00 to 95,000.00/Year |
| I-200-17041-463609 | 2017-02-16 | UBS SECURITIES LLC | Certified | ASSOCIATE DIRECTOR, INVESTMENT BANKER | 95,500.00 to 175,000.00/Year |
| I-200-17046-884424 | 2017-02-16 | UBS SECURITIES LLC | Certified | DIRECTOR, EMERGING MARKET EQUITY SALES | 125,000.00 to 250,000.00/Year |
| I-200-17045-616362 | 2017-02-15 | UBS SECURITIES LLC | Certified | INVESTMENT BANKER | 95,500.00 to 125,000.00/Year |
| I-200-17040-507323 | 2017-02-14 | UBS SECURITIES LLC | Certified | DIRECTOR, EQUITY CAPITAL MARKET (ECM) ORIGINATION OFFICER | 154,500.00 to 215,000.00/Year |
| I-200-17044-211460 | 2017-02-14 | UBS SECURITIES LLC | Certified | ANALYST, LEVERAGED FINANCE & FINANCIAL SPONSORS | 66,000.00 to 95,000.00/Year |
| I-200-17040-174906 | 2017-02-10 | UBS SECURITIES LLC | Certified | DIRECTOR, PROJECT MANAGER | 107,500.00 to 130,000.00/Year |
| I-200-17040-296296 | 2017-02-10 | UBS SECURITIES LLC | Certified | DIRECTOR, TRADER / RATES & CREDIT | 160,000.00 to 250,000.00/Year |
| I-200-17031-893505 | 2017-02-09 | UBS SECURITIES LLC | Certified | ANALYST, INVESTMENT BANKING DEPARTMENT | 85,000.00 to 95,000.00/Year |
| I-200-17038-062521 | 2017-02-09 | UBS SECURITIES LLC | Certified | INVESTMENT BANKER | 95,500.00 to 125,000.00/Year |
| I-200-17039-659878 | 2017-02-09 | UBS SECURITIES LLC | Certified | INVESTMENT BANKER | 95,500.00 to 125,000.00/Year |
| I-200-17039-739150 | 2017-02-09 | UBS SECURITIES LLC | Certified | ANALYST | 85,000.00 to 115,000.00/Year |
| I-200-17038-108287 | 2017-02-07 | UBS SECURITIES LLC | Certified | EXECUTIVE DIRECTOR, FX AND EM SALES | 225,000.00 to 325,000.00/Year |
| I-200-17033-962979 | 2017-02-07 | UBS SECURITIES LLC | Certified | DIRECTOR, PRODUCT MANAGER | 148,000.00 to 190,000.00/Year |
| I-200-15035-883635 | 2017-02-07 | UBS SECURITIES LLC | CERTIFIED-WITHDRAWN | INVESTMENT BANKING ASSOCIATE | 97,900.00 to 125,000.00/Year |
| I-200-17034-691513 | 2017-02-06 | UBS SECURITIES LLC | Certified | ANALYST | 85,000.00 to 95,000.00/Year |
| I-200-17031-111495 | 2017-02-02 | UBS SECURITIES LLC | Certified | ASSOCIATE DIRECTOR, GED AMERICAS BUSINESS MANAGER | 95,500.00 to 122,500.00/Year |
| I-203-17019-482672 | 2017-01-31 | UBS SECURITIES LLC | CERTIFIED | ANALYST | 85,000.00 to 95,000.00/Year |
| I-200-17026-143780 | 2017-01-31 | UBS SECURITIES LLC | Certified | INVESTMENT BANKER | 95,500.00 to 125,000.00/Year |
| I-200-17025-990007 | 2017-01-26 | UBS SECURITIES LLC | Certified | ASSOCIATE DIRECTOR, TMT INVESTMENT BANKING / CCS SPECIALIST | 125,000.00 to 175,000.00/Year |
| I-200-17024-453466 | 2017-01-26 | UBS SECURITIES LLC | Certified | ANALYST, INVESTMENT BANKING DEPARTMENT | 70,500.00 to 90,000.00/Year |
| I-200-17019-086925 | 2017-01-25 | UBS SECURITIES LLC | Certified | ANALYST | 85,000.00 to 95,000.00/Year |
| I-200-17018-951224 | 2017-01-25 | UBS SECURITIES LLC | Certified | ANALYST | 85,000.00 to 95,000.00/Year |
| I-200-17020-981668 | 2017-01-25 | UBS SECURITIES LLC | Certified | ASSOCIATE DIRECTOR, ANALYST / EQUITY RESEARCH | 95,500.00 to 152,500.00/Year |
| I-200-17019-724135 | 2017-01-20 | UBS SECURITIES LLC | Certified | INVESTMENT BANKING ASSOCIATE | 95,500.00 to 125,000.00/Year |
| I-200-17018-935949 | 2017-01-20 | UBS SECURITIES LLC | Certified | ANALYST | 85,000.00 to 95,000.00/Year |
| I-203-16209-302552 | 2017-01-18 | UBS SECURITIES LLC | CERTIFIED-WITHDRAWN | DIRECTOR, INVESTMENT BANKING DIRECTOR | 225,000.00 to 250,000.00/Year |
| I-203-16280-761187 | 2017-01-12 | UBS SECURITIES LLC | CERTIFIED | EXECUTIVE DIRECTOR, EQUITY CAPITAL MARKETS ORIGINATION | 260,000.00 to 275,000.00/Year |
| I-200-17006-439054 | 2017-01-06 | UBS SECURITIES LLC | Certified | INVESTMENT BANKING ASSOCIATE / MERGERS & ACQUISITIONS (M&A) | 109,533.00 to 125,000.00/Year |
| I-200-16314-510547 | 2016-11-18 | UBS SECURITIES LLC | Certified | DIRECTOR, TRADER | 125,000.00 to 145,000.00/Year |
| I-200-16314-087005 | 2016-11-14 | UBS SECURITIES LLC | Certified | ASSOCIATE DIRECTOR, SALESPERSON / STRUCTURED NOTES | 154,500.00 to 160,000.00/Year |
| I-200-16033-228027 | 2016-10-31 | UBS SECURITIES LLC | CERTIFIED-WITHDRAWN | ASSOCIATE DIRECTOR, INVESTMENT BANKER / MEDIA & TELECOMMUNIC | 154,000.00 to 175,000.00/Year |
| I-200-16287-608808 | 2016-10-14 | UBS SECURITIES LLC | Certified | ASSOCIATE DIRECTOR, QUANTITATIVE ANALYST | 100,000.00 to 155,000.00/Year |
| I-203-16267-745651 | 2016-10-14 | UBS SECURITIES LLC | CERTIFIED | DIRECTOR, RATES QUANT | 95,500.00 to 160,000.00/Year |
| I-200-16277-556866 | 2016-10-13 | UBS SECURITIES LLC | Certified | DIRECTOR, QUANTITATIVE ANALYST | 125,000.00 to 165,000.00/Year |
| I-200-16200-285801 | 2016-07-22 | UBS SECURITIES LLC | Certified | ASSOCIATE DIRECTOR, ANALYST | 95,500.00 to 175,000.00/Year |
| I-200-16182-575066 | 2016-07-07 | UBS SECURITIES LLC | Certified | DIRECTOR, INVESTMENT BANKER - FINANCIAL INSTITUTIONS GROUP | 200,000.00 to 225,000.00/Year |
| I-200-16144-974776 | 2016-05-25 | UBS SECURITIES LLC | Certified | ASSOCIATE DIRECTOR, INVESTMENT GRADE CREDIT TRADER | 113,000.00 to 160,000.00/Year |
| I-200-16119-263489 | 2016-05-10 | UBS SECURITIES LLC | Certified | DIRECTOR, GLOBAL TRANSFORMATION BUSINESS ANALYST | 120,000.00 to 180,000.00/Year |