| Id | Decision Date | Employer | Status | Job Title | Wage Offer |
| I-200-15154-043871 | 2015-09-18 | UBS SECURITIES LLC | WITHDRAWN | ASSOCIATE DIRECTOR, INVESTMENT BANKING ASSOCIATE | 150000 to 200000/Year |
| I-203-15232-722168 | 2015-09-16 | UBS SECURITIES LLC | CERTIFIED | ANALYST - LEVERAGED FINANCE & FINANCIAL SPONSORS | 85000 to 95000/Year |
| I-200-14142-903861 | 2015-09-11 | UBS SECURITIES LLC | Certified | Associate Director, Investment Banking- Healthcare | 130000 to 165000/Year |
| I-200-13003-797883 | 2015-08-14 | UBS SECURITIES LLC | Certified | Group Operations Analyst, Ib | 54600 to 60000/Year |
| I-200-14030-329306 | 2015-08-14 | UBS SECURITIES LLC | Certified | Analyst, Investment Banking Department | 67500 to 70000/Year |
| I-200-15062-227774 | 2015-07-28 | UBS SECURITIES LLC | CERTIFIED-WITHDRAWN | ASSOCIATE DIRECTOR, PROJECT MANAGER | 97300 to 105000/Year |
| I-200-15050-405779 | 2015-07-28 | UBS SECURITIES LLC | CERTIFIED-WITHDRAWN | DIRECTOR, BUSINESS MANAGER / LATAM EQUITIES | 155000 to 160000/Year |
| I-200-15071-132980 | 2015-07-28 | UBS SECURITIES LLC | CERTIFIED-WITHDRAWN | ASSOCIATE DIRECTOR, EQUITY RESEARCH ANALYST | 87200 to 92000/Year |
| I-200-15075-310002 | 2015-07-28 | UBS SECURITIES LLC | CERTIFIED-WITHDRAWN | AUTHORIZED OFFICER, NETWORK MANAGER | 64900 to 80000/Year |
| I-200-15050-519789 | 2015-07-28 | UBS SECURITIES LLC | CERTIFIED-WITHDRAWN | ASSOCIATE DIRECTOR, QUANTITATIVE ANALYST / GEM DESK EQUITIES | 97200 to 110000/Year |
| I-200-15194-395461 | 2015-07-28 | UBS SECURITIES LLC | CERTIFIED | DIRECTOR, INVESTMENT BANKER | 110000 to 235000/Year |
| I-200-15063-412072 | 2015-07-24 | UBS SECURITIES LLC | CERTIFIED-WITHDRAWN | AUTHORIZED OFFICER, COLLATERAL MANAGEMENT SPECIALIST | 66500 to 73000/Year |
| I-200-15055-204099 | 2015-07-24 | UBS SECURITIES LLC | CERTIFIED-WITHDRAWN | DIRECTOR, AMERICAS HEAD OF DATA REGULATORY MANAGEMENT | 130000 to 142000/Year |
| I-200-15055-903108 | 2015-07-24 | UBS SECURITIES LLC | CERTIFIED-WITHDRAWN | ASSOCIATE DIRECTOR, QUANTITATIVE ANALYST / GED | 125200 to 127500/Year |
| I-200-15062-869237 | 2015-07-24 | UBS SECURITIES LLC | CERTIFIED-WITHDRAWN | ASSOCIATE DIRECTOR, HEAD OF AMERICAS CMT | 84000 to 110000/Year |
| I-200-15055-055473 | 2015-07-24 | UBS SECURITIES LLC | CERTIFIED-WITHDRAWN | DIRECTOR, STRUCTURED FINANCE TRADER | 170000 to 225000/Year |
| I-203-15201-106465 | 2015-07-24 | UBS SECURITIES LLC | WITHDRAWN | EXECUTIVE DIRECTOR, SALESPERSON/AUSTRALIAN HEDGE FUND EQUITY | 228,000.00 to 300,000.00/Year |
| I-200-15051-349473 | 2015-07-23 | UBS SECURITIES LLC | WITHDRAWN | ANALYST | 66500 to 85000/Year |
| I-200-15071-652763 | 2015-07-23 | UBS SECURITIES LLC | WITHDRAWN | ASSOCIATE DIRECTOR, SENIOR FINANCIAL ANALYST | 85000 to 110000/Year |
| I-200-15070-623980 | 2015-07-23 | UBS SECURITIES LLC | WITHDRAWN | INVESTMENT BANKING ANALYST | 66500 to 95000/Year |
| I-200-15065-255023 | 2015-07-23 | UBS SECURITIES LLC | WITHDRAWN | ASSOCIATE DIRECTOR, EQUITY RESEARCH ANALYST - MED TECH | 155000/Year |
| I-200-15070-486933 | 2015-07-23 | UBS SECURITIES LLC | WITHDRAWN | ASSOCIATE DIRECTOR, INVESTMENT BANKING ASSOCIATE | 80000 to 150000/Year |
| I-200-15070-344088 | 2015-07-23 | UBS SECURITIES LLC | WITHDRAWN | DIRECTOR, INVESTMENT BANKER / GLOBAL INDUSTRIALS GROUP | 155000 to 235000/Year |
| I-200-15035-464121 | 2015-07-23 | UBS SECURITIES LLC | WITHDRAWN | INVESTMENT BANKING ANALYST | 70000 to 80000/Year |
| I-200-15070-346991 | 2015-07-23 | UBS SECURITIES LLC | WITHDRAWN | DIRECTOR, DIGITAL MARKETING PLATFORM BUSINESS ANALYST | 91000 to 180000/Year |
| I-200-15051-726592 | 2015-07-23 | UBS SECURITIES LLC | WITHDRAWN | INVESTMENT BANKER | 66500 to 125000/Year |
| I-200-15051-327026 | 2015-07-23 | UBS SECURITIES LLC | WITHDRAWN | ASSOCIATE | 66500 to 125000/Year |
| I-200-15070-552636 | 2015-07-23 | UBS SECURITIES LLC | WITHDRAWN | ASSOCIATE DIRECTOR, LATIN AMERICA STRUCTURER | 98100 to 125000/Year |
| I-200-15035-720162 | 2015-07-23 | UBS SECURITIES LLC | WITHDRAWN | ASSOCIATE DIRECTOR, INVESTMENT BANKER - MERGERS & AQUISITION | 96000 to 130000/Year |
| I-200-15056-801507 | 2015-07-23 | UBS SECURITIES LLC | WITHDRAWN | ANALYST, INVESTMENT BANKING DEPARTMENT | 66500 to 90000/Year |
| I-200-15056-519515 | 2015-07-23 | UBS SECURITIES LLC | WITHDRAWN | DIRECTOR, ACCOUNT MANAGER / US DES | 175000 to 230000/Year |
| I-200-15035-503791 | 2015-07-23 | UBS SECURITIES LLC | WITHDRAWN | ANALYST, INVESTMENT BANKING DEPARTMENT | 66500 to 70000/Year |
| I-200-15054-697036 | 2015-07-23 | UBS SECURITIES LLC | WITHDRAWN | ANALYST, INVESTMENT BANKING DEPARTMENT | 66500 to 85000/Year |
| I-203-15182-970633 | 2015-07-16 | UBS SECURITIES LLC | DENIED | EXECUTIVE DIRECTOR, SALESPERSON/AUSTRALIAN HEDGE FUND EQUITY | 227000 to 300000/Year |
| I-200-14105-834824 | 2015-07-14 | UBS SECURITIES LLC | Certified | Americas Client Analyst | 54000 to 65500/Year |
| I-200-13310-552315 | 2015-07-14 | UBS SECURITIES LLC | Certified | Associate Director, Business Analyst For Asset Ser | 105700 to 120000/Year |
| I-200-15166-751578 | 2015-07-13 | UBS SECURITIES LLC | DENIED | DIRECTOR, INVESTMENT BANKER / FINANCIAL INSTITUTIONS GROUP | 154000 to 190000/Year |
| I-203-13273-827041 | 2015-07-10 | UBS SECURITIES LLC | Certified | Director, Regional Head Of Exchange Margin Collate | 96000 to 120000/Year |
| I-200-15096-556695 | 2015-06-26 | UBS SECURITIES LLC | WITHDRAWN | ASSOCIATE DIRECTOR, QUANTITATIVE RESEARCHER | 100000 to 130000/Year |
| I-200-12068-462111 | 2015-06-24 | UBS SECURITIES LLC | Certified | Operations Analyst/ib | 58500 to 60000/Year |
| I-200-15167-869086 | 2015-06-22 | UBS SECURITIES LLC | CERTIFIED | ASSOCIATE DIRECTOR / EQUITY RESEARCH ASSOCIATE | 96700 to 100000/Year |
| I-200-15155-243335 | 2015-06-15 | UBS SECURITIES LLC | CERTIFIED | QUANTITATIVE ANALYST, RATES AND CREDIT | 96000 to 120000/Year |
| I-200-15134-287142 | 2015-06-12 | UBS SECURITIES LLC | WITHDRAWN | EXECUTIVE DIRECTOR, USD RATES GAMMA TRADER | 250000 to 300000/Year |
| I-200-15156-001757 | 2015-06-11 | UBS SECURITIES LLC | CERTIFIED | ASSOCIATE DIRECTOR, QUANTITATIVE TRADER / EQUITIES | 111000 to 150000/Year |
| I-200-15147-283957 | 2015-06-03 | UBS SECURITIES LLC | CERTIFIED | EXECUTIVE DIRECTOR, INVESTMENT BANKER / GLOBAL CHEMICALS | 155000 to 240000/Year |
| I-200-14057-922582 | 2015-06-02 | UBS SECURITIES LLC | Certified | Authorized Officer, Software Engineer | 73000 to 100000/Year |
| I-200-15132-793603 | 2015-05-18 | UBS SECURITIES LLC | CERTIFIED | DIRECTOR, INVESTMENT BANKER / CONSUMER PRODUCTS | 200000 to 250000/Year |
| I-203-15118-722762 | 2015-05-07 | UBS SECURITIES LLC | CERTIFIED | DIRECTOR, INVESTMENT BANKER, CONSUMER PRODUCTS | 155000 to 225000/Year |
| I-200-13014-466111 | 2015-05-01 | UBS SECURITIES LLC | Certified | Executive Director, Index Tranche Trader, Structu | 145000 to 207000/Year |
| I-200-12048-951055 | 2015-04-28 | UBS SECURITIES LLC | Certified | Analyst/healthcare Group | 65000 to 70000/Year |
| I-200-12048-580457 | 2015-04-28 | UBS SECURITIES LLC | Certified | Analyst/global Industrials Group | 65000 to 70000/Year |
| I-200-13063-246630 | 2015-04-28 | UBS SECURITIES LLC | Certified | Managing Director, Trader / Latam Emerging Markets | 137000 to 325000/Year |
| I-200-14087-281553 | 2015-04-28 | UBS SECURITIES LLC | Certified | Director, Em Strategist | 149000 to 195000/Year |
| I-200-13315-691045 | 2015-04-28 | UBS SECURITIES LLC | Certified | Analyst / Private Funds Group | 67250 to 90000/Year |
| I-200-12125-129247 | 2015-04-28 | UBS SECURITIES LLC | Certified | Operations Product Specialist / Structured Product | 59000 to 60000/Year |
| I-200-15106-645231 | 2015-04-24 | UBS SECURITIES LLC | CERTIFIED | ASSOCIATE DIRECTOR, INVESTMENT BANKER / PRIVATE FUNDS GROUP | 96000 to 200000/Year |
| I-200-15098-924003 | 2015-04-22 | UBS SECURITIES LLC | CERTIFIED | INVESTMENT BANKING ASSOCIATE | 96000 to 125000/Year |
| I-200-15100-336895 | 2015-04-20 | UBS SECURITIES LLC | CERTIFIED | ASSOCIATE DIRECTOR, QUANTITATIVE RESEARCHER | 100000 to 132500/Year |
| I-200-15097-600159 | 2015-04-17 | UBS SECURITIES LLC | CERTIFIED | ASSOCIATE DIRECTOR, INVESTMENT BANKER | 95576 to 200000/Year |
| I-200-15093-430677 | 2015-04-17 | UBS SECURITIES LLC | CERTIFIED | OPERATIONS SPECIALIST, EQUITY DERIVATIVES MIDDLE OFFICE | 75000 to 95000/Year |
| I-200-15093-789903 | 2015-04-13 | UBS SECURITIES LLC | CERTIFIED | ASSOCIATE DIRECTOR, INVESTMENT BANKER | 95576 to 140000/Year |
| I-200-15078-441846 | 2015-04-13 | UBS SECURITIES LLC | CERTIFIED | ASSOCIATE DIRECTOR, INVESTMENT BANKER | 95576 to 175000/Year |
| I-200-15091-238801 | 2015-04-08 | UBS SECURITIES LLC | CERTIFIED | DIRECTOR, GLOBAL CHEMICALS GROUP | 155000 to 215000/Year |
| I-200-15091-041279 | 2015-04-07 | UBS SECURITIES LLC | WITHDRAWN | DIRECTOR, INVESTMENT BANKER / REAL ESTATE, LODGING & LEISURE | 125,133.00 to 150,000.00/Year |
| I-200-15090-127015 | 2015-04-06 | UBS SECURITIES LLC | CERTIFIED | ASSOCIATE DIRECTOR, INVESTMENT BANKER / GLOBAL INDUSTRIALS G | 125133 to 140000/Year |
| I-200-15086-928184 | 2015-04-02 | UBS SECURITIES LLC | CERTIFIED | EQUITY RESEARCH ASSOCIATE - MED TECH | 66500 to 90000/Year |
| I-200-15083-971962 | 2015-03-30 | UBS SECURITIES LLC | CERTIFIED | ANALYST, INVESTMENT BANKING DEPARTMENT | 66500 to 90000/Year |
| I-200-15078-528010 | 2015-03-30 | UBS SECURITIES LLC | WITHDRAWN | DIRECTOR, EMERGING MARKETS MACRO TRADER | 160,000.00 to 225,000.00/Year |
| I-200-15082-691275 | 2015-03-30 | UBS SECURITIES LLC | WITHDRAWN | ANALYST, EQUITIES/DERIVATIVES | 66,019.00 to 100,000.00/Year |
| I-203-15076-016796 | 2015-03-24 | UBS SECURITIES LLC | CERTIFIED | EXECUTIVE DIRECTOR, TRADER / STRUCTURED FINANCING | 200000 to 250000/Year |
| I-200-15065-349372 | 2015-03-20 | UBS SECURITIES LLC | CERTIFIED | ANALYST | 66500 to 95000/Year |
| I-200-15070-734597 | 2015-03-18 | UBS SECURITIES LLC | CERTIFIED | SOFTWARE ENGINEER - IT BUSINESS ANALYST | 63500 to 70000/Year |
| I-200-15056-050500 | 2015-03-18 | UBS SECURITIES LLC | CERTIFIED | GLOBAL RESEARCH CAMPAIGN MANAGER | 91000 to 115000/Year |
| I-200-15056-975103 | 2015-03-16 | UBS SECURITIES LLC | CERTIFIED | ASSOCIATE DIRECTOR, MARKETING TECHNOLOGY | 91000 to 110000/Year |
| I-200-15064-659165 | 2015-03-16 | UBS SECURITIES LLC | CERTIFIED | AUTHORIZED OFFICER, FRONT OFFICE SALES TRADING SUPPORT ANALY | 68000 to 83000/Year |
| I-200-15056-986402 | 2015-03-16 | UBS SECURITIES LLC | CERTIFIED | EXECUTIVE DIRECTOR, TRADER / STRUCTURED FINANCING | 200000 to 250000/Year |
| I-200-15063-051008 | 2015-03-16 | UBS SECURITIES LLC | CERTIFIED | AUTHORIZED OFFICER, EQUITY TRADE CAPTURE SPECIALIST | 87200 to 100000/Year |
| I-200-15057-121957 | 2015-03-11 | UBS SECURITIES LLC | CERTIFIED | ANALYST, INVESTMENT BANKING DEPARTMENT | 66500 to 85000/Year |
| I-200-15063-702251 | 2015-03-10 | UBS SECURITIES LLC | CERTIFIED | INVESTMENT BANKER | 66500 to 125000/Year |
| I-200-13052-070245 | 2015-03-09 | UBS SECURITIES LLC | Certified | Director, Quant On The Global Index Trading Desk / | 159141 to 200000/Year |
| I-203-11047-145541 | 2015-03-09 | UBS SECURITIES LLC | Certified | Director, Quant On The Global Index Trading Desk/e | 142450 to 200000/Year |
| I-203-13308-159957 | 2015-03-09 | UBS SECURITIES LLC | Certified | Director, Investment Banker / Metals And Mining | 153774 to 200000/Year |
| I-200-15057-954699 | 2015-03-09 | UBS SECURITIES LLC | CERTIFIED | ASSOCIATE DIRECTOR, PROJECT MANAGER | 97300 to 105000/Year |
| I-200-13346-450862 | 2015-03-09 | UBS SECURITIES LLC | Certified | Authorized Officer, Client Service | 65000 to 83000/Year |
| I-200-15061-224261 | 2015-03-06 | UBS SECURITIES LLC | CERTIFIED | ANALYST, INVESTMENT BANKING DEPARTMENT | 66500 to 85000/Year |
| I-200-15056-524433 | 2015-03-06 | UBS SECURITIES LLC | CERTIFIED | ASSOCIATE DIRECTOR, INVESTMENT BANKER | 66500 to 150000/Year |
| I-200-15035-339737 | 2015-03-05 | UBS SECURITIES LLC | CERTIFIED | COMMODITIES TRADER | 75000 to 90000/Year |
| I-200-15055-056527 | 2015-03-05 | UBS SECURITIES LLC | CERTIFIED | ASSOCIATE DIRECTOR, PRODUCT MANAGER - CLIENT CONNECTIVITY | 129500 to 160000/Year |
| I-200-15056-735069 | 2015-03-04 | UBS SECURITIES LLC | CERTIFIED | DIRECTOR, PROJECT MANAGER | 97300 to 105000/Year |
| I-200-15056-783917 | 2015-03-03 | UBS SECURITIES LLC | CERTIFIED | ANALYST | 66500 to 85000/Year |
| I-200-15055-532431 | 2015-03-02 | UBS SECURITIES LLC | CERTIFIED | ANALYST, INVESTMENT BANKING DEPARTMENT | 66500 to 85000/Year |
| I-200-15055-026508 | 2015-03-02 | UBS SECURITIES LLC | CERTIFIED | ANALYST, INVESTMENT BANKING DEPARTMENT | 66500 to 85000/Year |
| I-200-15055-202979 | 2015-03-02 | UBS SECURITIES LLC | CERTIFIED | ANALYST, INVESTMENT BANKING DEPARTMENT | 66500 to 85000/Year |
| I-200-15054-434079 | 2015-02-27 | UBS SECURITIES LLC | CERTIFIED | ANALYST, INVESTMENT BANKING DEPARTMENT | 66500 to 85000/Year |
| I-200-15035-141343 | 2015-02-27 | UBS SECURITIES LLC | CERTIFIED | ASSOCIATE DIRECTOR, INVESTMENT BANKER | 100000 to 165000/Year |
| I-200-15030-376600 | 2015-02-27 | UBS SECURITIES LLC | CERTIFIED | ANALYST, INVESTMENT BANKING DEPARTMENT | 66500 to 85000/Year |
| I-200-15054-148010 | 2015-02-27 | UBS SECURITIES LLC | CERTIFIED | ANALYST, INVESTMENT BANKING DEPARTMENT | 66500 to 85000/Year |
| I-200-15054-477716 | 2015-02-27 | UBS SECURITIES LLC | CERTIFIED | ANALYST | 66500 to 85000/Year |
| I-200-15054-226749 | 2015-02-27 | UBS SECURITIES LLC | CERTIFIED | INVESTMENT BANKER | 66500 to 125000/Year |
| I-200-15054-560619 | 2015-02-27 | UBS SECURITIES LLC | CERTIFIED | ANALYST, INVESTMENT BANKING DEPARTMENT | 66500 to 85000/Year |
| I-200-15051-704868 | 2015-02-26 | UBS SECURITIES LLC | CERTIFIED | ANALYST, INVESTMENT BANKING DEPARTMENT | 66500 to 85000/Year |
| I-200-15048-220937 | 2015-02-25 | UBS SECURITIES LLC | DENIED | DIRECTOR, PROJECT MANAGER | 97300 to 105000/Year |
| I-200-15048-342056 | 2015-02-23 | UBS SECURITIES LLC | CERTIFIED | ASSOCIATE DIRECTOR, INVESTMENT BANKER / M&A | 96000 to 130000/Year |
| I-200-15034-496743 | 2015-02-19 | UBS SECURITIES LLC | CERTIFIED | ASSOCIATE DIRECTOR, INTEREST RATES OPTIONS TRADER/USD NON LI | 95576 to 160000/Year |
| I-200-12048-234944 | 2015-02-17 | UBS SECURITIES LLC | Certified | Analyst/leveraged Finance Group | 65000 to 70000/Year |
| I-200-15016-208479 | 2015-02-05 | UBS SECURITIES LLC | CERTIFIED | DIRECTOR, TRADER - RISK MANAGER / FUNDING & CROSS CURRENCY | 155000 to 185000/Year |
| I-200-12159-580725 | 2015-01-30 | UBS SECURITIES LLC | Certified | Non-officer, Desk Quantitative Analyst | 88500 to 110000/Year |
| I-200-15023-322056 | 2015-01-29 | UBS SECURITIES LLC | CERTIFIED | ASSOCIATE DIRECTOR, TRADER / TREASURY ALM REPO | 96000 to 145000/Year |
| I-200-15005-305978 | 2015-01-17 | UBS SECURITIES LLC | CERTIFIED | ASSOCIATE DIRECTOR, INVESTMENT BANKING ASSOCIATE | 165000/Year |
| I-200-14349-146033 | 2014-12-23 | UBS SECURITIES LLC | CERTIFIED | ASSOCIATE DIRECTOR, AMERICAS FRC CLIENT ANALYST | 84000 to 110000/Year |
| I-203-13009-079278 | 2014-12-23 | UBS SECURITIES LLC | Certified | Director, Investment Banker/investment Banking Dep | 175000 to 200000/Year |
| I-203-14017-813634 | 2014-12-23 | UBS SECURITIES LLC | Certified | Director, Investment Banker / Investment Banking D | 155000 to 200000/Year |
| I-200-14098-491033 | 2014-12-04 | UBS SECURITIES LLC | Certified | Associate Director, Equity Derivatives Trader | 95500 to 105000/Year |
| I-200-14324-976903 | 2014-11-26 | UBS SECURITIES LLC | CERTIFIED | ASSOCIATE DIRECTOR, ETF TRADER | 86400 to 135000/Year |
| I-200-14261-149689 | 2014-11-22 | UBS SECURITIES LLC | CERTIFIED | ASSOCIATE DIRECTOR, INVESTMENT BANKER / ENERGY | 96000 to 140000/Year |
| I-200-14316-716662 | 2014-11-20 | UBS SECURITIES LLC | CERTIFIED-WITHDRAWN | ANALYST, STRATEGIC EQUITY SOLUTIONS GROUP AMERICAS | 85,000.00 to 95,000.00/Year |
| I-200-14280-371922 | 2014-11-18 | UBS SECURITIES LLC | DENIED | ASSOCIATE DIRECTOR, ETF TRADER | 85500 to 135000/Year |
| I-200-14288-278742 | 2014-11-17 | UBS SECURITIES LLC | CERTIFIED | ASSOCIATE DIRECTOR, TRADER / INSURANCE SOLUTIONS | 91000 to 160000/Year |
| I-200-14297-651272 | 2014-11-17 | UBS SECURITIES LLC | WITHDRAWN | ASSOCIATE DIRECTOR, GFS RISK MANAGER / PRIME SERVICES | 125,500.00 to 150,000.00/Year |
| I-200-14297-174756 | 2014-11-07 | UBS SECURITIES LLC | CERTIFIED | DIRECTOR, DATA SCIENCE MODELER | 155000 to 180000/Year |
| I-203-14212-347576 | 2014-10-31 | UBS SECURITIES LLC | CERTIFIED | DIRECTOR, INVESTMENT BANKER / IBD | 125500 to 215000/Year |
| I-200-14296-826296 | 2014-10-31 | UBS SECURITIES LLC | CERTIFIED | DIRECTOR, ENHANCED PRUDENTIAL STANDARDS / GROUP OPERATIONS | 155000 to 180000/Year |
| I-200-14289-292590 | 2014-10-29 | UBS SECURITIES LLC | CERTIFIED | ASSOCIATE DIRECTOR, INVESTMENT BANKER | 78500 to 140000/Year |
| I-200-13326-799778 | 2014-10-09 | UBS SECURITIES LLC | Certified | Director, Business Strategist / Power & Utilities | 155000 to 200000/Year |